Work programme (2026–2027)

The work programme 2026-2027 of the Committee was adopted by Decision BC-17/14 and is set out in the annex to that decision. The generous financial support from Japan, the European Union and Switzerland is hereby acknowledged.

I. Review of general issues of compliance and implementation under the Convention

Objective

Activity

1.    National reporting

Improve timely and complete national reporting under paragraph 3 of Article 13 of the Convention

(a)   Classify and, as appropriate, publish information on Parties’ compliance with their annual national reporting obligations for 2022 and 2023 based on the assumptions, criteria and categories adopted by the Conference of the Parties at its thirteenth meeting (decision BC-13/9 para.12) and the targets adopted by the Conference of the Parties at its fifteenth meeting, (decision BC-15/17) ;

(b)   Develop recommendations on the revision of the targets referred to in paragraph 10 of decision BC-15/17 for the reports due for 2024 and subsequent years;

(c)   In cooperation, as appropriate, with the Compliance Committee of the Rotterdam Convention on the Prior Informed Consent Procedure for Certain Hazardous Chemicals and Pesticides in International Trade, continue to monitor United Nations Sustainable Development Cooperation Framework processes with a view to assessing the extent to which Parties with national reporting needs are including actions to address them in their cooperation frameworks, identifying best practices and, on the basis of the assessment, developing recommendations for the consideration of the Conference of the Parties;

(d)   Monitor the activities carried out by or with the support of the Basel Convention regional and coordinating centres, the Executive Board of the Special Programme to support institutional strengthening at the national level for implementation of the Basel, Rotterdam and Stockholm conventions, the Minamata Convention, the Strategic Approach to International Chemicals Management (SAICM) and the Global Framework on Chemicals – For a Planet Free of Harm from Chemicals and Waste, the United Nations Environment Programme (UNEP), SAICM and other entities such as the Food and Agriculture Organization of the United Nations (FAO), the Global Environment Facility (GEF), the United Nations Development Programme (UNDP), the United Nations Institute for Training and Research (UNITAR), the United Nations Industrial Development Organization (UNIDO), the World Bank and regional development banks, aimed at assisting Parties in the transmission of their national reports;

(e)   Review progress made by Parties that have received assistance from the entities mentioned in subparagraph (d) above in the transmission of national reports;

(f)   Develop recommendations for consideration by the Conference of the Parties at its eighteenth meeting, taking into account the outcomes of the activities mentioned in subparagraphs (a) and (e) above;

(g)   Review the measures, other than those under paragraphs 20 ˚(a) and (b) of the terms of reference of the Committee, that may be required when a Party has not submitted its national report for five or more years since the report due for 2018, and report to the Conference of the Parties at its eighteenth meeting.

1.      Illegal traffic

Prevent and punish illegal traffic

Scoping exercise:

(a)   Review the information provided in table 9 of the national reports transmitted for the years 2022 and 2023, with a view to estimating: (i) how many cases of illegal traffic there were; (ii) which wastes those cases involved (including regionally based information and identifying wastes covered by the Montreal Protocol on Substances that Deplete the Ozone Layer (see decision BC-16/22: International cooperation and coordination with other organizations) as well as mercury wastes (see decision MC-5/10: Establishment of mercury waste thresholds); (iii) in which regions those cases occurred; and (iv) how they were resolved; and make recommendations based on the outcome of the review;

(b)   When conducting the scoping exercise of illegal traffic carry out a deeper examination of the types of illegal cases that warrant greater attention, considering that instances of unlawful shipments vary from mere documentation errors to intentional illegal trafficking;

(c)   Assess the reasons for which Parties do not complete or have difficulties in completing table 9 of the reporting format and what measures could be recommended to the Conference of the Parties towards improving the rate of completion of table 9 as well as the quality of information provided therein, or how to make the table more user-friendly;

(d)   Identify discrepancies in the information reported by Parties on cases that could constitute illegal traffic;

(e)   Make recommendations to the Conference of the Parties on the basis of the outcome of the review carried out under subparagraph (a) above, taking into account general trends identified by the scoping exercises carried out by the Committee under its previous work programmes, as well as relevant information from the secretariats of the Montreal Protocol and the Minamata Convention on Mercury and from the United Nations Office on Drugs and Crime, the World Customs Organization and the International Criminal Police Organization (INTERPOL).

National coordination mechanisms

 

(f)    Develop a template for coordinating mechanisms between competent authorities and enforcement entities to prevent and punish illegal traffic, and establish effective communication channels;

(g)   Develop recommendations to improve implementation of and compliance with Article 9 of the Convention.

Responses to question 1 (c) of the reporting format

(h)   Review the texts of national legislation and other measures adopted by Parties to implement and enforce the Convention, their responses to question 1 (c) of the national reports for 2023, the outcome of Parties’ selfreview‑ of their legislation and, using the legislator’s checklist (see annex I to the Manual for the Implementation of the Basel Convention) classify Parties’ compliance performance in relation to the obligations set out in Article 9 of the Convention.;

(i)    Monitor trends in Parties’ legislative implementation of Article 9 of the Convention.

Dialogue

(j)    Continue dialogue and coordination with the Basel Convention regional and coordinating centres, relevant international organizations and cooperate with compliance bodies of other multilateral environmental agreements on their activities aimed at supporting Parties in preventing and punishing illegal traffic and develop recommendations for consideration by the Conference of the Parties.

Cooperative arrangements including the Environmental Network for Optimizing Regulatory Compliance on Illegal Traffic (ENFORCE)

(k)   Maintain under review the activities of ENFORCE and consider whether the arrangements pertaining to ENFORCE need to be strengthened further.

3.    National legislation

Improve implementation of and compliance with paragraph 4 of Article 4 and paragraph 5 of Article 9 of the Convention

(a)   Invite Parties that have yet to undertake a self-review of their legislation for implementing the Convention, using the legislator’s checklist, to do so and also provide, where applicable, information on their legislative implementation of the Ban Amendment, the plastic wastes amendments and the e-waste amendments, and the Protocol on Liability and Compensation for Damage resulting from Transboundary Movements of Hazardous Wastes and their Disposal (the Basel Protocol), as well as on any measures and/or legislation in place that require that hazardous wastes or other wastes to be exported are managed in an environmentally sound manner in the State of import or elsewhere;

(b)   Invite the Parties that undertook a self-review of their legislation for implementing the Convention, using the legislator’s checklist, to consider updating their self-review if needed, and, where applicable, to specifically review whether their legislation reflects the Ban Amendment, the plastic wastes amendments and the e-waste amendments (which became effective for most Parties on 1 January 2025), and the Basel Protocol, as well as whether any other measures and/or legislation are in place that require that hazardous wastes or other wastes to be exported are managed in an environmentally sound manner in the State of import or elsewhere;

(c)   Consider general trends with the implementation of and compliance with paragraph 4 of Article 4 and paragraph 5 of Article 9 of the Convention;

(d)   Continue to monitor progress achieved by Parties in transmitting to the Secretariat texts of national legislation and other measures adopted by them to implement and enforce the Convention; giving adequate consideration to improving the implementation of and compliance with paragraph 4 of Article 4 and paragraph 5 of Article 9 of the Convention, where applicable, with respect to the Ban Amendment, the plastic wastes amendments and the e-waste amendments;

(e)   Continue to monitor requests from Parties received by the Secretariat for information aimed at facilitating the development and review of national legal frameworks and for the technical assistance activities of the Secretariat aimed at promoting the implementation of paragraph 4 of Article 4 and paragraph 5 of Article 9 of the Convention, including the Ban Amendment, the plastic wastes amendments and the e-waste amendments;

(f)   Monitor activities undertaken by or with the support of the Basel Convention regional and coordinating centres, the Executive Board of the Special Programme to support institutional strengthening, the United Nations Environment Programme and other entities such as the Food and Agriculture Organization of the United Nations, the Global Environment Facility, the United Nations Development Programme, the United Nations Institute for Training and Research, the United Nations Industrial Development Organization, the World Bank and regional development banks, aimed at assisting Parties with the review and development of national legislation implementing the Convention;

(g)   Review progress made by those Parties that have received from the entities mentioned in paragraph (f) above assistance in the review and development of national legislation implementing the Convention;

(h)   Develop recommendations for consideration by the Conference of the Parties at its seventeenth meeting, taking into account the outcomes of the activities mentioned in subparagraphs (a) and (b) above;.

(i)    Continue to review, subject to the availability of resources and according to the priorities established by the Conference of the Parties for the given biennium, Parties’ implementation of the Convention in national law, starting with Parties that have not yet provided information to the Secretariat as to whether they have national legislation implementing the Convention,   for consideration by the Conference of the Parties at its eighteenth and subsequent meetings (appropriate allocations in the budget to provide support for the Committee to undertake this work are recommended, along with allocations in the technical assistance budget specifically to help individual Parties with implementation of the Basel Convention);

(j)    Develop recommendations on how to improve implementation of and compliance with paragraph 4 of Article 4 and paragraph 5 of Article 9 of the Convention.

4.    Generally improve the implementation of and compliance with the Convention

(a)  Review the technically updated versions of the Guide to the Control System and the Manual for the Implementation of the Basel Convention, taking into account relevant decisions taken by the Conference of the Parties at its seventeenth meeting, as well as feedback from Parties and observers on their use of the Guide and the Manual and their priorities for possible further improvement thereof, for consideration and possible adoption by the Conference of the Parties at its eighteenth meeting;

(b)  Continue to review other guidance developed by the Committee on the basis of periodic feedback from users and suggestions from stakeholders and in the light of decisions adopted by the Conference of the Parties,  including in response to invitations for views or information in accordance with decision BC-17/2 on work to improve the prior informed consent procedure,

 and make recommendations to the Conference of the Parties with regard to updating the guidance;

(c)   Identify the options available to Parties to access financial support for the implementation of the Convention, such as linking implementation to the achievement of the Sustainable Development Goals or to the objectives of other multilateral environmental agreements, and how to gain access to such support.

5.    Prior informed consent procedure

Improve implementation of and compliance with Article 6 of the Convention

Monitor the implementation of the activities decided by the Conference of the Parties to improve the prior informed consent procedure and make recommendations to the Conference of the Parties.

6.    Country contacts

Improve the implementation of and compliance with Article 5 of the Convention

Review Parties’ implementation of and compliance with the obligation to designate competent authorities and a focal point pursuant to Article 5, including the provision of complete contact information and functioning email addresses, and make recommendations to the Conference of the Parties.

7.    Cooperation with the Compliance Committee of the Rotterdam Convention and the Compliance Committee of the Stockholm Convention

(a)   Continue to enhance cooperation with the Compliance Committee of the Rotterdam Convention to facilitate compliance through the exchange of views and information between the committees on activities of joint interest, including on legislative and administrative measures to implement the conventions, transmission of information to the Secretariat (namely Basel Convention national reports and Rotterdam Convention import responses), United Nations Sustainable Development Cooperation Frameworks and designation of country contacts by Parties, as well as operations and processes of joint interest, including as appropriate during joint sessions of the meetings of the committees, and make recommendations to the Conference of the Parties;

(b)   Take steps to initiate cooperation with the Compliance Committee of the Stockholm Convention on Persistent Organic Pollutants to facilitate compliance through the exchange of views and information on activities, operations and processes of joint interest, including, as appropriate, joint sessions at meetings of the committees, and make recommendations to the Conference of the Parties.


II. Specific submissions regarding Party implementation and compliance

1. The Committee shall accord priority to dealing with specific submissions regarding Party implementation and compliance received or initiated in accordance with paragraph 9 of the terms of reference of the mechanism for promoting implementation and compliance.

2. In relation to the implementation fund, the Committee shall make recommendations to the Executive Secretary on the allocation of the available resources from the fund during the period between the seventeenth and eighteenth meetings of the Conference of the Parties to assist Parties in the context of the facilitation procedure set out in paragraphs 19 and 20 of the terms of reference of the mechanism for promoting implementation and compliance. The resources are intended to fund activities listed in the compliance action plans presented by Parties in relation to specific submissions and approved by the Committee.